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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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(Address of principal executive offices)
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(Zip Code)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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The
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(1)
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The Company’s stockholders approved the proposal to exercise the Company's pre-funded warrants issued pursuant to those certain securities purchase agreements dated as of May 13, 2024 and entered into by the Company and certain accredited investors named therein into shares of the Company’s common stock. The voting results were as follows:
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For
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Against
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Abstain
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Broker Non-Vote
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8,660,908
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149,306
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5,146
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0
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(2)
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The Company’s stockholders approved the proposal to issue pre-funded warrants pursuant to those certain securities purchase agreements dated as of May 13, 2024 to certain of the Company’s directors and/or officers and employees and to a consultant of the Company, and any shares of the Company’s common stock issuable upon exercise thereof. The voting results were as follows:
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For
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Against
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Abstain
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Broker Non-Vote
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8,659,513
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150,456
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5,391
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0
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(3)
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The Company’s stockholders approved the adjournment of the Meeting, if necessary or advisable, to solicit additional proxies in favor of proposals 1 and 2 if there were not sufficient votes to approve such proposal. The voting results were as follows:
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For
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Against
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Abstain
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Broker Non-Vote
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8,543,399
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264,890
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7,071
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0
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Fluent, Inc.
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July 8, 2024
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By:
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/s/ Don Patrick
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Name:
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Don Patrick
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Title:
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Chief Executive Officer
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